XNAS 02 Jan, 2026 4:30 PM (EST)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Sullivan Frederick | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.26 per share. | 15 Nov 2025 | 6,402 | 150,626 (0%) | 0% | 6.3 | 40,077 | Common Stock |
| Kenneth Horton L. | GC & Corp. Development Advisor | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.26 per share. | 15 Nov 2025 | 5,997 | 144,434 (0%) | 0% | 6.3 | 37,541 | Common Stock |
| T. Goodnow Timothy | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.26 per share. | 15 Nov 2025 | 27,067 | 634,018 (0%) | 0% | 6.3 | 169,439 | Common Stock |
| Francine Kaufman | Director, Chief Medical Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.26 per share. | 15 Nov 2025 | 4,605 | 123,948 (0%) | 0% | 6.3 | 28,827 | Common Stock |
| Jain Mukul | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.26 per share. | 15 Nov 2025 | 10,317 | 259,979 (0%) | 0% | 6.3 | 64,584 | Common Stock |
| Steven Edelman | Director | Purchase of securities on an exchange or from another person at price $ 6.55 per share. | 10 Nov 2025 | 10,000 | 74,708 (0%) | 0% | 6.6 | 65,500 | Common Stock |
| A. Douglas Roeder | Director | Purchase of securities on an exchange or from another person at price $ 5.83 per share. | 07 Nov 2025 | 15,000 | 99,727 (0%) | 0% | 5.8 | 87,450 | Common Stock |
| Timothy T. Goodnow | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 5.87 per share. | 07 Nov 2025 | 17,210 | 661,085 (0%) | 0% | 5.9 | 101,023 | Common Stock |
| Sullivan Frederick | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 5.88 per share. | 07 Nov 2025 | 5,415 | 157,028 (0%) | 0% | 5.9 | 31,840 | Common Stock |